FINRA adds Julie Glynn and Tina Gubb as SVPs of Enforcement
FINRA announced yesterday that it has appointed Julie Glynn and Tina Gubb as Senior Vice Presidents of Enforcement. Gubb’s appointment is effective July 22, while Glynn’s appointment is effective in September. Both will report to Bill St. Louis, Executive Vice President and Head of Enforcement at FINRA. In the newly created roles, Glynn and Gubb will act as […]
FINRA adds Feral Talib as Executive VP and Head of Surveillance and Market Intelligence
FINRA announced yesterday that it has appointed Feral Talib as Executive Vice President and Head of Surveillance and Market Intelligence. He will assume the role on January 2. In the newly created role, Talib will be responsible for leading FINRA’s surveillance program, which serves a unique and critical role in fostering the integrity of the […]
FINRA welcomes Bill St. Louis as new Head of Enforcement
FINRA announced yesterday that it has appointed Bill St. Louis as Head of Enforcement, effective immediately. St. Louis, an Executive Vice President, was most recently head of FINRA’s National Cause and Financial Crimes Detection Program (NCFC). St. Louis will be responsible for the management of approximately 350 enforcement staff in 11 offices across the United States and […]
